Broker Check

Welcome to DFC Investment & Retirement Strategies

We believe providing long term security for your retirement and your family, you must have a blueprint for success. DFC can help get you there.

DFC offers comprehensive solutions through a spectrum of financial services. DFC has been helping families in the Richmond area since 1985. Click here to see our process.

“Important financial decisions deserve professional guidance. We are never too busy to help your friends and family.”

Financial Guidance

One-size fits all policies are best left to vacation bike helmets. At DFC, we specialize in tailoring our plans to not only fit your current situation, but also provide a foundation for future growth. No matter where you are in your financial journey, we endeavor to take you to the next level.

 

    Protecting your Legacy

    You’ve worked hard to get where you are. At DFC, we can help you solidify tomorrow by planning today. By creating a plan and monitoring that plan, we can help you be secure in the knowledge that you are doing the best you can for you and your family.

     

      Wealth Management

      Growing your wealth requires patience and foresight. With our comprehensive investment strategies, we’ll help you pursue long-term profitability through proactive investment advice.

       

        Insurance Services

        A good defense is the best offense. We will do a thorough review of your current risk protection and provide appropriate recommendations to protect you and family effectively.


          Our Areas of Specialization

          Retirement Planning

          Determining retirement income goals and the actions and decisions necessary to accomplish those goals. Retirement planning includes identifying sources of income, estimating expenses, creating a savings plan, and managing assets.

          Wealth Management

          Wealth Management impacts many aspects of our client’s financial lives. We provide more than just investment advice. Our focus is goals based and incorporates both the current and future needs of our clients.

          401k & IRA Rollovers

          Managing your company’s 401k program can seem complicated, but DFC will help make it easier. 

          Effective June 9, 2017, all individuals who provide advice to retirement plans, including Individual Retirement Accounts (IRAs), must abide by the fiduciary standard. What does the fiduciary standard mean? This means that your advisor must put your interests first before their own or that of the firm, make prudent recommendations, charge reasonable compensation and make no misrepresentations to you regarding recommended investments. The recommendations made by your advisor must be based upon your specific investment needs and objectives. The Fiduciary standard is applicable to any recommendations that your advisor makes to you, the client, for your retirement account.

          The fees charged by the firm have been deemed to be reasonable. Fees may vary but typically are around 1%.

          Please note the firm does have policies and procedures in place to monitor this level of fiduciary responsibility for our clients.